These allusions to the past aren’t surprising considering how drastically the clinical trial changed gene therapy and, in particular, the career of James M. Wilson, the medical geneticist who headed Penn’s Institute for Human Gene Therapy, where the test took place. The U.S. Food and Drug Administration banned it from conducting human trials, and Wilson left his post at the now defunct institute (but he continued doing research at Penn). He disappeared from the public spotlight until 2005, when the agency announced he could begin clinical trials with a designated monitor but could not lead trials for five years and asked him to write an article about the lessons he has learned. He published it in Molecular Genetics and Metabolism this past April. Since then, he has begun giving university lectures about the importance of exercising caution as a clinical scientist, especially when it comes to stem cells, which today have the cachet once held by gene therapy.
Wilson talks about what happened in 1999 with a quiet deliberateness suggestive of a painful topic. “With what I know now, I wouldn’t have proceeded with the study,” he says in the boardroom, his back facing the whiteboard. In the 1990s scientists such as himself, he explains, were too caught up in the promise of gene therapy to realize that they did not know enough about it to warrant human testing. “We were drawn into the simplicity of the concept. You just put the gene in,” Wilson says.
The trial he conducted tested the safety of a therapy for ornithine transcarbamylase (OTC) deficiency, a rare disorder in which the liver lacks a functional copy of the OTC gene. The defect prevents the body from eliminating ammonia, a toxic breakdown product of protein metabolism. The Penn scientists had engineered a weakened adenovirus, or cold virus, to deliver a normal copy of the OTC gene into the liver.
Seventeen patients had undergone treatment before Gelsinger, who was in the final cohort—the one receiving the highest dose of the therapy. Many scientists, as well as the FDA, have raised questions as to why Gelsinger was being treated, given that several patients in earlier cohorts suffered severe liver reactions. Wilson says that they moved forward because it was “the kind of toxicity we would have expected,” based on their work in animals, and they thought it would be manageable. According to Mark Batshaw, director of the Children’s Research Institute at the Children’s National Medical Center in Washington, D.C., Wilson and the rest of the scientific community had to learn the hard way “that what you’ve learned from animals will not necessarily predict what’s going to happen in humans.” Batshaw was also involved in the 1999 trial.
The FDA questioned the decision to treat Gelsinger for other reasons, too. Just before starting treatment, Gelsinger—who suffered from a mild form of the disease—had high levels of ammonia in his blood, indicating that his liver was not functioning well. But because his levels were within acceptable parameters when he had enrolled in the trial three months earlier, the scientists moved forward anyway. Wilson, who was responsible for the protocol and its compliance, admits now that “the protocol was not written in a way in which there was enough clarity to know when the ammonia had to be what [level], and that was a significant shortcoming.”
Did Gelsinger’s high ammonia levels play a role in his death? The question prompts a long pause from Wilson. “Well, I don’t think so,” he says softly. “But things are rarely proven in biology.” No one knows for sure just how the procedure, Gelsinger’s liver function and his immune response are all connected, but Wilson now believes that the teen died from a rare phenomenon called antibody-dependent enhancement. He may have been exposed to a similar adenovirus in the past, which caused his body to create antibodies against it, Wilson explains. Normally antibodies control a virus when the body encounters it again. But occasionally they elicit a dangerous immune response. Wilson admits, however, that there is no way to prove it, because none of Gelsinger’s pretreatment blood samples remain.
Wilson says that even if Gelsinger did die from a rare and unforeseeable complication, he is not trying to dodge responsibility. “The university here, the field and the families who were relying on us to succeed—I just feel as if I’ve disappointed all of them,” he says. “Quite frankly I don’t know how many different ways I can say it. [I feel] regret, remorse, awful. I’m sorry.” The university settled a wrongful death lawsuit brought by the Gelsinger family for an undisclosed sum.
In his “lessons learned” article, Wilson advises researchers against putting themselves in situations that might create potential financial conflicts (in 1992 Wilson had founded a biotechnology company focused on gene therapy). He also argues that scientists who develop therapies should not be the ones testing them in humans. “You can’t be the person who acts on behalf of the research subject,” he says. Ultimately, Wilson argues, clinical scientists should always ask themselves this question: “If the worst-case scenario played itself out—not the potential or likely, but the worst—would that be acceptable?” If he had asked himself that question in 1999, Wilson says, he would not have proceeded.
It has been a difficult decade for gene therapy, but Wilson believes that its fall from favor was inevitable. Gelsinger’s death “clearly was a precipitating event,” he says, but “stars were lining up, and the field was just going to encounter a difficult time.” Although some gene therapy trials have seen limited success, many have produced adverse reactions in volunteers.
Wilson hasn’t given up on the field, though—he is trying to make it safer. Since 1999, with a grant from GlaxoSmithKline, his lab has identified 120 new adenovirus-associated viruses that can more easily sneak past the immune system and deliver gene therapies with lower risk, and he has distributed them to 700 investigators around the world for further study. He hopes, as do others, that there will be no more Jesse Gelsingers.
Note: This article was originally printed with the title, “Tribulations of a Trial.”